Summary of Documents Required for Account opening

Summary of  Documents Required for Account opening 

Type of KYC Documents

Individual

Minor

HUF

Partnership

LLP

Private Ltd

Public Ltd

PAN Card

Y

Y

Y

Y

Y

Y

Y

Any One OVD (Officially Valid Document)

Y

Y

Y

Y

Y

Y

Y

Photograph (Passport Size)

Y

Y

Y

Y

Y

Y

Y

Birth Proof

N/A

Y

N/A

N/A

N/A

N/A

N/A

Bank Proof

Y

Y

Y

Y

Y

Y

Y

Income Proof (Mandatory for F&O Segment)

Y

N/A

Y

N/A

N/A

N/A

N/A

Bank Statement (Not More than 2 Months Old)

N/A

N/A

Y

Y

Y

Y

Y

Partnership Deed (all previous deeds)

N/A

N/A

N/A

Y

N/A

N/A

N/A

LLP Agreement

N/A

N/A

N/A

N/A

Y

N/A

N/A

COI - Certificate of Incorporation

N/A

N/A

N/A

N/A

Y

Y

Y

Certificate of Commencement of Business

N/A

N/A

N/A

N/A

N/A

N/A

Y

MOA & AOA

N/A

N/A

N/A

N/A

N/A

Y

Y

MCA Verification – Status Active

N/A

N/A

N/A

N/A

Y

Y

Y

Board Resolution (≤ 6 Months Old)

N/A

N/A

N/A

N/A

Y

Y

Y

Partnership Letter (≤ 6 Months Old)

N/A

N/A

N/A

Y

N/A

N/A

N/A

Last 2 Years Audit Report / Net worth Certificate

N/A

N/A

N/A

Y

Y

Y

Y

UBO Declaration

N/A

N/A

N/A

Y

Y

Y

Y

FATCA Declaration (Non-Individual)

N/A

N/A

Y

Y

Y

Y

Y

Authorized Signatories List

N/A

N/A

N/A

Y

Y

Y

Y

List of Partners / Directors

N/A

N/A

N/A

Y

Y

Y

Y

Shareholding Pattern / P&L Ratio

N/A

N/A

N/A

Y

Y

Y

Y

Opening of Demat Account

N/A

N/A

N/A

Y

N/A

N/A

N/A

Mapping of Demat Account

N/A

N/A

N/A

Y

N/A

N/A

N/A

Authorized Signatories KRA Page

N/A

N/A

N/A

Y

Y

Y

Y

Notes:

Proof of Identity 

Pan card, Aadhaar card, passport, voter ID, driving license.
Proof of AddressAadhaar Card, Passport, Voter ID and Driving License
Bank Proof

Any of the following:

Personalised canceled cheque with the individual name preprinted on it.

 bank passbook or statement (should not be older than 3 months). All the following details must be properly visible:

    1. Account Holder's Name
    2. Bank Logo and Seal
    3. IFSC Code
    4. MICR Code
    5. Account Number

Income Proof


Any one of the following: 

    1. Last 6 months’ bank statement,
    2. Last filled ITR, 
    3. Last 3 months’ salary slip,
    4. Holding Statement of any DP

For Minor 


Minor’s birth proof (birth certificate or passport & LC) and guardian’s PAN card / OVD are mandatory.

*Net worth Certificate


If the last 2 years' audit report is unavailable or the firm is newly established, then it may provide a net worth certificate issued by a chartered accountant. The certificate must include the following details:

    1. UDIN Number
    2. CA's Name,
    3. Signature and Stamp
    4. Date of Issuance